Assistant Manager, Licensing (Full-Time)

Location: Accra
Company: Securities and Exchange Commission (SEC)
Application Deadline: 15 May 2026

Company Profile

Securities and Exchange Commission (SEC) is the regulatory authority responsible for overseeing and regulating Ghana’s capital market industry. The Commission is committed to promoting market integrity, investor protection, transparency, and the sustainable growth of the financial sector.

We foster a professional, collaborative, and welcoming work environment where employees are empowered to contribute to regulatory excellence, innovation, and national economic development.

Job Summary

We are seeking a highly analytical, detail-oriented, and experienced professional to join our team as Assistant Manager, Licensing. The successful candidate will support licensing operations, regulatory compliance reviews, stakeholder engagement, and licensing administration within the securities industry.

The ideal candidate will possess strong knowledge of securities industry licensing frameworks, excellent analytical and communication skills, and the ability to work effectively within a dynamic regulatory environment.

Major Accountabilities & Responsibilities

• Support the review of licensing application documents and ensure completeness in line with approved regulatory checklists and procedures.
• Assist in maintaining and updating the market register and capital market operators’ database.
• Compile and prepare review reports highlighting outstanding documentation, compliance gaps, and regulatory observations.
• Contribute to the preparation of approval, rejection, and conditional approval letters relating to licensing applications.
• Support the updating, standardization, and maintenance of licence templates and related regulatory documentation.
• Respond to routine enquiries regarding licensing requirements, procedures, and timelines in accordance with approved guidelines.
• Maintain and update status reports on initial licence applications and licence renewals.
• Participate in the development, review, and enhancement of the licensing procedures manual.
• Attend departmental meetings and support stakeholder consultations and engagement activities.
• Assist in preparing monthly, mid-year, and annual licensing and operational reports.
• Support the drafting and issuance of directives, circulars, and notices to market operators.
• Conduct research on emerging market activities, products, and evolving licensing requirements within the securities industry.
• Participate in onsite pre-licensing inspections to assess the operational preparedness of licence applicants.
• Assist in drafting penalty and enforcement letters for non-compliant market operators in line with regulatory procedures.
• Perform any other duties consistent with the scope and objectives of the role as assigned from time to time.

Educational Qualification & Experience

• Minimum of a First Degree in Finance, Business Administration, or a related field from an accredited tertiary institution.
• A Master’s Degree and professional qualification related to the Securities Industry will be highly desirable.
• Minimum of six (6) years’ relevant working experience.

Competencies Required

• Strong understanding of the capital market industry, legal framework, financial products and services, and the role of market participants.
• Strong knowledge of licensing regimes and regulatory processes within the securities industry.
• Excellent analytical, review, and problem-solving skills.
• Strong computer literacy with proficiency in Microsoft Word, Excel, PowerPoint, and related applications.
• Excellent written, verbal, presentation, and facilitation skills.
• Strong interpersonal and stakeholder management abilities.
• High level of integrity, professionalism, and trustworthiness.
• Ability to work under pressure and meet strict deadlines effectively.
• Strong ethical standards and commitment to regulatory excellence and accountability.

Why Join Us?

• Professional and welcoming work environment
• Opportunity to contribute to Ghana’s capital market development
• Exposure to high-level regulatory and licensing operations
• Collaborative and high-performing team culture
• Career growth and professional development opportunities

How to Apply

Apply online by clicking on the application button